Independent Audit
Objective Compliance Assurance
Independent audit with detailed compliance gap reporting. We identify gaps, assess controls, and provide actionable recommendations.
Testing Your Defenses
Our independent AML audits provide a rigorous, objective assessment of your compliance program. We go beyond checkbox ticking to test the actual effectiveness of your monitoring systems, policy adherence, and staff knowledge.
Execution Roadmap
A structured, transparent journey from initiation to delivery.
Scoping & Planning
Defining audit scope and requesting initial documents.
Walkthroughs
Interviewing staff to understand process flows.
Sample Testing
Selecting files/transactions for detailed testing.
System Validations
Testing screening and monitoring system parameters.
Gap Analysis
Identifying deviations from policies and regulations.
Draft Reporting
Documenting findings and risk ratings.
Management Response
Discussing findings and agreeing on remediation plans.
Final Report
Issuing the formal audit report for the Board and Regulators.
Key Features & Benefits
Governance Review
Assessing board oversight and culture.
Transaction Testing
Data-based testing of alert generation and disposition.
Remediation Logic
Practical, prioritized roadmap for fixing issues.
Ready to Elevate Your
Independent Audit?
Join the industry leaders who trust Zeej Strategic Consultancy for their compliance needs.
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